Broker Check

1817 Maryal Drive, Suite 200
Sacramento, CA 95864-1510


First Allied


A dynamic leader in the financial industry with a reputation for excellence, First Allied Securities, Inc. is a full-service independent broker/dealer. First Allied was founded in 1994 as a privately held company with a vision of providing independent financial advisors with cutting-edge technology, innovative products and excellent service.  As of December 31, 2016, First Allied has approximately $25 billion in assets under administration and over 700 affiliated financial advisors throughout the United States.  First Allied is fast becoming recognized as one of the premier broker/dealers for successful independent financial advisors. First Allied Securities, Inc. is a member of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC).


Independent financial advisors enjoy the freedom to shape their business and make decisions based solely on each client’s specific needs. They have the autonomy to offer clients the most suitable options to achieve their financial goals without being constrained by proprietary products or corporate agendas. It’s this independent and objective approach that builds trust in a client relationship and allows you to be confident that the strategies employed to help you reach your goals are recommended without bias.